Our Offices

    • Risk & Compliance


    Job Title: Head of Compliance

    Location: Various 

    Full/Part Time: Full Time

    Salary Circa: £90,000

    Insurance Industry Sectors:


    Main purpose of job  

    To lead the Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company as well as for our clients. 


    Key Accountabilities

    • To positively lead and develop the UK Compliance Team 
    • Create and execute the Compliance strategy for the business in conjunction with the Executive Director – Operations 
    • Be the face of the organisation with the regulators, auditors, chartered institutes and PI insurers
    • Keep up to date with, and understand, relevant laws and regulations and communicate and cascade these in a way that is appropriate for the business
    • Monitor market developments and share information at an early stage to ensure the business can positively react to upcoming change  
    • Lead the Risk Committee process and ensure the risk matrix remains updated
    • Be an active member of OPCO providing updates, trend analysis and management information as appropriate including Fair Value  
    • Produce board papers and updates to EXCO, Board and Group as appropriate  
    • Build positive relationships and collaborate across the business, including France & Europe, and beyond through active Business Partnering
    • Provide a knowledge of and insight into European regulations where appropriate that may impact our UK operation including the Lloyds environment  
    • Provide guidance & training to employees on regulatory changes and the law 
    • Work with the business to ensure that policies & procedures are relevant, accurate, understood and embedded in what we do 
    • Manage and ensure the correct level of audits and role plays are carried out
    • Support the business meet its growth aspirations by supporting new business pitches, agreeing TOBAs, acquisitions, etc and participate in company projects and initiatives
    • Oversight and management of all complaints and Errors & Omissions with effective reporting carried out 
    • Oversight and management of any data breaches with effective reporting carried out  
    • Ensure marketing materials, presentations and websites are compliant with regulatory requirements
    • Carry out required regulatory returns or surveys
    • Support reviews of contracts
    • Liaise with our Compliance Advisors 


    For extra information please contact:- 0203 411 8430

    Email: admin@lawesgroup.co.uk


    Similar Jobs