Compliance Manager

Job title: Compliance Manager

Salary: £50,000

Location: London

PURPOSE-OF-ROLE

Lawes is supporting a well-regarded insurance business in the search for a proactive and knowledgeable Compliance-Manager to maintain and enhance an effective compliance framework across the organisation’s commercial insurance operations while ensuring adherence to FCA requirements and Consumer-Duty standards

RESPONSIBILITIES

• Review and update compliance policies including SMCR responsibilities
• Keep documents organised with clear version control
• Create and manage the annual compliance plan
• Carry out second-line checks on files and report any issues or improvements
• Help with FCA submissions and authorisations when needed
• Join management meetings and share updates on Consumer-Duty
• Respond to insurer audit requests and attend audits if required
• Handle checks and records for third-party suppliers and insurers

DAY-TO-DAY

• Make sure policies stay current with changing regulations
• Complete internal audits and keep the risk register up to date
• Pull together MI for Consumer-Duty reporting
• Track complaints GDPR issues and customer vulnerability cases
• Stay informed on regulatory updates through webinars and industry news
• Work closely with the team to support strong compliance practices

EXPERIENCE

• Background in insurance compliance essential
• Good knowledge of FCA rules SMCR and Consumer-Duty
• Hands-on experience managing compliance policies and plans
• Experience in commercial insurance a plus 

SKILLS

• Excellent organisation and attention-to-detail
• Clear and confident communication
• Strong analytical mindset with a practical approach
• Able to work independently and speak confidently in meetings
• Good time management and able to balance tasks effectively

If you have the relevant experience or know someone that does please contact me now on 07458 162842 or email us at admin@lawesgroup.co.uk